Rachel Espiloy Baroma

Employer firm

Valic Financial Advisors, Inc. CRD 42803

$29.2B regulatory AUM 38 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• RECOMMEND WRAP ACCOUNTS TO CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2009 → Present
  Valic Financial Advisors, Inc.
  Glendale, CA
• 12/2022 → Present
  Agia
  Houston, TX

Previous Registrations

• 2009-01-02 → 2009-09-09
  Baroma Financial
  Oxnard, CA
• 2007-11-02 → 2008-07-21
  Msi Financial Services, Inc.
  Carlsbad, CA
  North Hollywood, CA
  Springfield, MA
  Springfield, MA
  Torrance, CA

Other Businesses

**MIDLAND LIFE & ANNUITY. 4601 WESTOWN PARKWAY SUITE 300 DES MOINES, IA 50266. INVESTMENT-RELATED. START DATE: 08/21/2008. 0% OF TIME SPENT ON OUTSIDE BUSINESS/NONE DURING SECURITIES TRADING HOURS. I AM LICENSED TO SELL INSURANCE PRODUCTS THROUGH MIDLAND LIFE & ANNUITY AS AN INDEPENDENT AGENT 8/21/2008 TO PRESENT. I WILL RECEIVE COMMISSIONS FROM WORK ALREADY COMPLETED AND WILL NOT SOLICIT NEW BUSINESS. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-09-27
• S63 Uniform Securities Agent State Law Examination
  1998-02-02