Best Investors Account Sign in

Diane Ruiz

Santander Securities LLC

Scotch Plains, NJ

Boston, MA

Washingtonville, NY

Claim This Profile
Current Employers
Santander Securities Llc

75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-06-13
NY RA APPROVED 2022-06-10
  • NJ RA
    APPROVED
    Since 2022-06-13
  • NY RA
    APPROVED
    Since 2022-06-10

Branch Locations

2253 North Avenue, Scotch Plains, NJ 07076 • United States

75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States

Washingtonville, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa N.A. New York NY 08/2016 06/2020
New York Life Insurance Company White Plains NY 06/2020 09/2021
Nylife Securities Llc New York NY 10/2020 09/2021
Eagle Strategies Llc White Plains NJ 11/2020 09/2021
Lpl Financial Llc Port Saint Lucie FL 09/2021 05/2022
Santander Bank, Na Boston MA 05/2022 Present
Santander Securities, Llc Dorchester MA 05/2022 Present
  • 08/2016 → 06/2020
    Hsbc Bank Usa N.A.
    New York, NY
  • 06/2020 → 09/2021
    New York Life Insurance Company
    White Plains, NY
  • 10/2020 → 09/2021
    Nylife Securities Llc
    New York, NY
  • 11/2020 → 09/2021
    Eagle Strategies Llc
    White Plains, NJ
  • 09/2021 → 05/2022
    Lpl Financial Llc
    Port Saint Lucie, FL
  • 05/2022 → Present
    Santander Bank, Na
    Boston, MA
  • 05/2022 → Present
    Santander Securities, Llc
    Dorchester, MA
Previous Registrations
  • 2021-09-22 → 2022-06-07
    Lpl Financial Llc
    Port Saint Lucie, FL
    Port Saint Lucie, FL
    Fort Mill, SC
  • 2020-12-07 → 2021-09-23
    Eagle Strategies Llc
    White Plains, NY
  • 2008-09-24 → 2020-06-05
    Hsbc Securities (Usa) Inc.
    New York, NY
    New York, NY
    New York, NY
    New York, NY
  • 2004-05-05 → 2008-08-27
    Chase Investment Services Corp.
    New York, NY
    New York, NY
Other Businesses

1. Owner of rental property, landlord, non-investment related, start date 11/01/2021, New Windsor, NY, 1 hour monthly, none during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-05-04
  • S66 Uniform Combined State Law Examination
    2004-05-04
Other Names
  • Diane C Ruiz

View on SEC IAPD

More in Scotch Plains, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor