Inactive

James Alfred Rossman

Buttonwood Financial Advisors, Inc.

Claim This Profile

Current Employers

Buttonwood Financial Advisors, Inc.

1 N Haven Street, Suite 204, Baltimore, MD 21224 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2025-01-01
TX	RA	APPROVED	2023-06-30

MD RA
APPROVED

Since 2025-01-01
TX RA
APPROVED

Since 2023-06-30

Branch Locations

818 S. Ellwood Avenue, Baltimore, MD 21224 • United States

1 N Haven Street, Suite 204, Baltimore, MD 21224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Variphase Financial Partners, Llc	Baltimore	MD	10/1997	06/2023
Buttonwood Financial Advisors	Baltimore	MD	06/2023	Present

10/1997 → 06/2023

Variphase Financial Partners, Llc

Baltimore, MD
06/2023 → Present

Buttonwood Financial Advisors

Baltimore, MD

Previous Registrations

2001-08-14 → 2023-06-30

Variphase Financial Partners, Llc

Crofton, MD

Baltimore, MD

Bowie, MD

Baltimore, MD

Baltimore, MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-01-12
S63	Uniform Securities Agent State Law Examination	1997-12-17

S65 Uniform Investment Adviser Law Examination

1998-01-12
S63 Uniform Securities Agent State Law Examination

1997-12-17

View on SEC IAPD

More in Baltimore, MD

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor