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10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-05-05 |
Branch Locations
2649 South Road Suite 102, Poughkeepsie, NY 12601 • United States
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Poughkeepsie | NY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Poughkeepsie | NY | 11/2016 | 07/2022 |
| Wells Fargo Advisors Financial Network, Llc | Poughkeepsie | NY | 07/2022 | 04/2026 |
| Arax Advisory Partners, Llc | Poughkeepsie | NY | 04/2026 | Present |
Member of the Oak Group Wealth Management, investment related, manages FINET practice, started 03/2022, 10 hours per month, no hours during securities trading hours. Loan, Investment related, Beverly, MA, Start 3/1/2021, no hours per month and no hours during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-01-24 |
| S65 | Uniform Investment Adviser Law Examination | 1997-10-21 |
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