Garrett Joseph Smoke

Employer firm

B. Riley Wealth Advisors, Inc. CRD 115927

$4.21B regulatory AUM 40 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2010 → Present
  B. Riley Wealth Management
  Orlando, FL
• 07/2022 → Present
  B. Riley Wealth Advisors, Inc
  Orlando, FL

Previous Registrations

• 2006-07-31 → 2007-03-01
  Capital Securities Of America, Inc.
  Orlando, FL
  Hartville, OH
• 2001-01-02 → 2006-07-31
  Wells Fargo Advisors Financial Network, Llc
  Orlando, FL
  Orlando, FL

Other Businesses

1.HEALTH AND SUPPLEMENTAL INSURANCE SALES, INVESTMENT RELATED, 7104 LAKE CARLISLE BLVD, ORLANDO, FL 32829-7641, INSURANCE SALES TO INDIVIDUALS AND SMALL BUSINESS , AGENT, STARTED 2000, 5 HOURS PER MONTH, 0 HOURS DURING TRADING, SELL AND SUPPORT HEALTH AND SUPPLEMENTAL INSURANCE FOR INDIVIDUALS AND SMALL BUSINESS (AFLAC, DENTAL, STD LTD, ETC.) 2. B. RILEY WEALTH INSURANCE; INVESTMENT-RELATED; SAME ADDRESS AS BRWM; FIXED INSURANCE SALES; LICENSED INSURANCE AGENT; START DATE 09/2025; AS MANY HOURS AS NEEDED PER MONTH *****REAL ESTATE INVESTING: 7104 LAKE CARLISLE BLVD, ORLANDO, FLORIDA 32829; START DATE; 01/01/2011; OWNER; NOT INVESTMENT-RELATED ACTIVITY;PERSONAL INVESTING IN REAL ESTATE THROUGH PURCHASING AND RESELLING LAND, CONDOS, SINGLE AND MULTI FAMILY HOMES. SOME ARE SOLD WHOLESALE, SOME ARE REHABBED AND SOLD RETAIL, SOME ARE KEPT AS RENTALS.; 20 HOURS PER MONTH IS DEVOTED TO THIS ACTIVITY; ZERO HOURS DURING TRADING HOURS.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-08
• S63 Uniform Securities Agent State Law Examination
  1998-07-09