Roy Nunnally Roberts

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2010 → 11/2016
  Wells Fargo Advisors Llc
  Athens, GA
• 11/2016 → 01/2023
  Wells Fargo Clearing Services, Llc
  Athens, GA
• 01/2023 → Present
  Stifel, Nicolaus & Company, Incorporated
  Athens, GA

Previous Registrations

• 2010-02-01 → 2023-01-25
  Wells Fargo Clearing Services, Llc
  Athens, GA
• 2000-11-01 → 2010-02-04
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Athens, GA
  Athens, GA

Other Businesses

1. George Walton Academy; 1 Bulldog Drive, Monroe, GA 30655; K-12 Education; CHairman of the Board of Trustees; Oversee the mission of the school; 01/31/2010; 2 Hours per Month; Not during securities trading hours; Not Investment-Related. 2. Boys and Girls Club of NE Georgia; PO Box 767, Madison, GA 30650; Improving the lives of under-priviledged children; Board Chair; Overseeing the mission of the club; 01/31/2019; 2 Hours per Month; Not during securities trading hours; Not Investment-Related.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-08-17
• S63 Uniform Securities Agent State Law Examination
  1998-01-09

Designations

• Certified Financial Planner