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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2009-09-10
TX RA APPROVED 2009-08-28
  • FL RA
    APPROVED
    Since 2009-09-10
  • TX RA
    APPROVED
    Since 2009-08-28

Branch Locations

815 S Palafox St, Pensacola, FL 32502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pensacola FL 08/2009 Present
Bank Of America, N.A. Pensacola FL 12/2009 Present
Previous Registrations
  • 2009-06-01 → 2009-09-01
    Pensacola, FL
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Pensacola, FL
  • 1997-12-05 → 2007-04-02
    Morgan Stanley Dw Inc.
    Pensacola, FL
    Pensacola, FL
Other Businesses

I*3545266 Entity Type: For Profit Name of OBA: chad the guitar guy Address: Pensacola, FL 32501 Investment Related: No Position, Title, Association: Musician Employee Start Date: 01/11/2026 Number of Hours: 3, Monthly Number of Hours during trading: 0 Duties: I play music play guitar at local events

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-12-23
  • S63 Uniform Securities Agent State Law Examination
    1997-12-23

View on SEC IAPD

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