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Lee Lessing

LPl Enterprise, LLC

Melville, NY

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14

Branch Locations

445 Broadhollow Road Suite 405, Melville, NY 11747 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lessing'S Inc Greater River NJ 05/2007 Present
Pruco Securities, Llc. Melville NY 04/2016 11/2024
Prudential Insurance Company Of America Melville NY 04/2016 Present
Lpl Enterprise, Llc Melville NY 11/2024 Present
  • 05/2007 → Present
    Lessing'S Inc
    Greater River, NJ
  • 04/2016 → 11/2024
    Pruco Securities, Llc.
    Melville, NY
  • 04/2016 → Present
    Prudential Insurance Company Of America
    Melville, NY
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Melville, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-03-23
S63 Uniform Securities Agent State Law Examination 1997-12-19
  • S65 Uniform Investment Adviser Law Examination
    2021-03-23
  • S63 Uniform Securities Agent State Law Examination
    1997-12-19

View on SEC IAPD

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