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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-10-28 |
| TX | RA | APPROVED | 2024-10-28 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 06/2010 | 10/2024 |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 06/2010 | 10/2024 |
| Lpl Financial Llc | Newburgh | NY | 10/2024 | Present |
1) 2026-04-24 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - DeLorenzo Financial Planning Associates - DBA for LPL Business (entity for LPL business) - Y - 160 - 160 - at reported business location(s) - 2026-04-20 - DBA for LPL Financial business 2) 2026-01-23 - Albert J De Lorenzo Jr - Loanee/Borrower - N - - - - 2026-01-23 - 3) 2024-10-28 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - WealthTrust Financial - DBA for LPL Business (entity for LPL business) - Y - 160 - 8 - at reported business location(s) - 2024-09-25 - 4) 2024-10-28 - Matthew Caruso - Business Entity For Tax/Investment Purposes Only - N - 5 - 0 - at reported business location(s) - 2024-09-25 - 5) 2024-10-28 - National Association of Estate Planning Councils Hudson Valley Chapter - Non-Profit Board Member - N - 2 - 0 - 1120 Chester Avenue, Suite 470. Cleveland, OH 44114 - 2024-09-25 - 6) 2024-10-28 - WealthTrust Financial - Non-Variable Insurance - Y - 2 - - at reported business location(s) - 2024-09-25 -
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-11-23 |
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