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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2014-06-12
CA RA APPROVED 2007-05-29
  • NV RA
    APPROVED
    Since 2014-06-12
  • CA RA
    APPROVED
    Since 2007-05-29

Branch Locations

Citi Wealth Management, Supervision 6715 North Palm Avenue #208, Fresno, CA 93704 • United States

Fresno, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Fresno CA 05/2007 Present
Previous Registrations
  • 2005-02-01 → 2007-05-29
    Citicorp Investment Services
    Fresno, CA
    Fresno, CA
Other Businesses

Beauty and the Brawn; Business is not investment-related; Fresno, CA; Affiliation started 06/15/2016; Title: Author/Creator; Duties: Owner and author of personal blog; No time is devoted to the business each month during security trading hours; 10 hours are devoted to the business each month outside of security trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-14
S63 Uniform Securities Agent State Law Examination 1999-03-12
  • S66 Uniform Combined State Law Examination
    2004-12-14
  • S63 Uniform Securities Agent State Law Examination
    1999-03-12
Other Names
  • Patricia Grilione

View on SEC IAPD

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