Best Investors Account Sign in

Debbie Sue Hines

Stifel, Nicolaus & Company, Incorporated

Dallas, TX

Claim This Profile
Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-12-04
  • TX RA
    APPROVED
    Since 2015-12-04

Branch Locations

2850 North Harwood 18Th Floor & 17Th Floor, Dallas, TX 75201 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated St. Louis MO 12/2015 Present
Previous Registrations
  • 2009-03-13 → 2015-12-04
    Barclays Capital Inc.
    Dallas, TX
  • 2008-02-11 → 2008-10-15
    Lehman Brothers Inc.
    New York, NY
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-31
S63 Uniform Securities Agent State Law Examination 2000-08-21
  • S66 Uniform Combined State Law Examination
    2007-10-31
  • S63 Uniform Securities Agent State Law Examination
    2000-08-21
Other Names
  • Debbie Sue Guzman
  • Debbie Sue Mata

View on SEC IAPD

More in Dallas, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor