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Employer firm

The Huntington Investment Company CRD 16986

$7.89B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
The Huntington Investment Company

41 S. High Street, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-03-09
  • OH RA
    APPROVED
    Since 2026-03-09

Branch Locations

Grove City, OH • United States

Home Office Osj - Easton 7 Easton Oval, Columbus, OH 43219 • United States

Grove City, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nationwide Investment Services Corp Columbus OH 10/2012 09/2021
Ubs Financial Services Inc. Grove City OH 10/2021 08/2023
Empower Financial Services, Inc Greenwood Village CO 09/2023 12/2025
Empower Advisory Group, Llc Greenwood Village CO 09/2023 12/2025
The Huntington Investment Company Columbus OH 03/2026 Present
Previous Registrations
Other Businesses

POSITION: Preacher NATURE: Preacher INVESTMENT RELATED: No NUMBER OF HOURS: 0-5 hours SECURITIES TRADING HOURS: 0-5 hours START DATE: 04/01/2009 ADDRESS: 99 Commerce St., Lockbourne, OH 43137 DESCRIPTION: preach at different churches whenever I am invited. It is not a regular event. POSITION: Author NATURE: Author INVESTMENT RELATED: No NUMBER OF HOURS: 0-5 hours SECURITIES TRADING HOURS: 0-5 hours START DATE: 03/15/2025 ADDRESS: P. O. Box 604, Grove City, OH 43123 DESCRIPTION: I write non-fiction Christian books.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-03-17
S63 Uniform Securities Agent State Law Examination 1998-09-21
  • S65 Uniform Investment Adviser Law Examination
    2005-03-17
  • S63 Uniform Securities Agent State Law Examination
    1998-09-21
Other Names
  • Keia Katrell Holt

View on SEC IAPD

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