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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-10-23 |
Branch Locations
5500 Preston Rd, Dallas, TX 75205 • United States
1 Cowboys Way, Frisco, TX 75034 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America N.A. | Dallas | TX | 02/2007 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dallas | TX | 10/2009 | Present |
FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ROYAL OAKS COUNTRY CLUB INVESTMENT RELATED: N ADDRESS OF BUSINESS: TEXAS UNITED STATES OF AMERICA75231 NATURE OF BUSINESS: LLC POSITION, TITLE, ASSOCIATION: , START DATE OF RELATIONSHIP: 4/30/2013 NUMBER OF HOURS DEVOTED: 2 MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: ROYAL OAKS CC HAS ORGANIZED A MEN'S GOLF ASSOCIATION TO DETERMINE THE FORMAT OF GOLF TOURNAMENTS WITHIN THE CLUB. I HAVE BEEN ASKED TO SERVE ON THE GOLF COMMITTEE. I WOULD NOT SERVE ON THE BOARD OF THE CLUB, ONLY ON GOLF TOURNAMENT ACTIVITIES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-05 |
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