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Michael Christopher Tuozzoli

Ameriprise Financial Services, LLC

Westport, CT

Milford, CT

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-02-14
TX RA APPROVED_RES 2017-08-14
  • CT RA
    APPROVED
    Since 2023-02-14
  • TX RA
    APPROVED_RES
    Since 2017-08-14

Branch Locations

10 Wright St Fl 1St, Westport, CT 06880-3115 • United States

Milford, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Westport CT 05/2009 11/2016
Wells Fargo Clearing Services, Llc Westport CT 11/2016 08/2017
Ameriprise Financial Services Inc Westport CT 08/2017 03/2020
Ameriprise Financial Services, Llc Westport CT 03/2020 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-02-08
S63 Uniform Securities Agent State Law Examination 2002-11-25
  • S65 Uniform Investment Adviser Law Examination
    2023-02-08
  • S63 Uniform Securities Agent State Law Examination
    2002-11-25
Other Names
  • Michael Christopher Tuozzoli
  • Michael C Tuozzoli

View on SEC IAPD

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