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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 1999-09-18
  • OH RA
    APPROVED
    Since 1999-09-18

Branch Locations

1925 Newark Granville Rd, Granville, OH 43023 • United States

1500 Lake Shore Dr Ste 450, Columbus, OH 43204-3800 • United States

Pataskala, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Dublin OH 11/1997 03/2020
Ameriprise Financial Services, Llc Worthington OH 03/2020 Present
Other Businesses

Independent Insurance Brokering; Transamerica; 12/01/2016; . Business Ownership; 123115,LLC; Owning the LLC; Consulting; 100 Old Wilson Bridge Road, Suite 100, , Worthington, OH, 43085; Investment-Related; 09/13/2021; 40 to 59 hours per month; 40 to 59 during trading hours / Big E Holdings, LLC; Owner; Manage Ameriprise Business; 100 Old wilson bridge rd, Suite 100, Worthington, OH, 43085; Investment-Related; 07/01/2025; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Street Elite Corvette Club; President; 9000 E Broad St SW, , Pataskala, OH, 43062; Not Investment-Related; 01/01/2025; 1 to 9 hours per month; 0 during trading hours. Outside Employment; 123115, LLC; Owner - Owning the business; ; 100 Old Wilson Bridge Road, Suite 100, , Worthington, OH, 43085; Investment-Related; 09/13/2021; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-06-21
  • S63 Uniform Securities Agent State Law Examination
    1999-06-21

View on SEC IAPD

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