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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sabadell Bank & Trust (Banco De Sabadell) | Naples | FL | 02/2016 | 06/2017 |
| Finemark National Bank & Trust | Naples | FL | 06/2017 | 06/2021 |
| Infinex Investments Inc | Naples | FL | 09/2017 | 06/2021 |
| Jpmorgan Chase Bank Na | Naples | FL | 06/2021 | 08/2022 |
| Jpmorgan Securities Llc | Naples | FL | 06/2021 | 08/2022 |
| Wilmington Trust | Naples | FL | 08/2022 | Present |
| Lpl Financial | Naples | FL | 06/2023 | Present |
1) 5/8/2023- M&T Financial Services- DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s) 2) 5/8/2023 - Wilmington Trust- Financial Institution Duty / Wealth Advisor- Inv. Related- Naples, FL - start date 10/24/22 - 160 hrs/mth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-01-09 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-23 |
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