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Curt C Edwards

LPl Financial LLC

Naples, FL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-06-29
  • FL RA
    APPROVED
    Since 2023-06-29

Branch Locations

850 Park Shore Drive, Naples, FL 34103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sabadell Bank & Trust (Banco De Sabadell) Naples FL 02/2016 06/2017
Finemark National Bank & Trust Naples FL 06/2017 06/2021
Infinex Investments Inc Naples FL 09/2017 06/2021
Jpmorgan Chase Bank Na Naples FL 06/2021 08/2022
Jpmorgan Securities Llc Naples FL 06/2021 08/2022
Wilmington Trust Naples FL 08/2022 Present
Lpl Financial Naples FL 06/2023 Present
  • 02/2016 → 06/2017
    Sabadell Bank & Trust (Banco De Sabadell)
    Naples, FL
  • 06/2017 → 06/2021
    Finemark National Bank & Trust
    Naples, FL
  • 09/2017 → 06/2021
    Infinex Investments Inc
    Naples, FL
  • 06/2021 → 08/2022
    Jpmorgan Chase Bank Na
    Naples, FL
  • 06/2021 → 08/2022
    Jpmorgan Securities Llc
    Naples, FL
  • 08/2022 → Present
    Wilmington Trust
    Naples, FL
  • 06/2023 → Present
    Lpl Financial
    Naples, FL
Previous Registrations
Other Businesses

1) 5/8/2023- M&T Financial Services- DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s) 2) 5/8/2023 - Wilmington Trust- Financial Institution Duty / Wealth Advisor- Inv. Related- Naples, FL - start date 10/24/22 - 160 hrs/mth

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-01-09
S63 Uniform Securities Agent State Law Examination 1997-12-23
  • S65 Uniform Investment Adviser Law Examination
    1998-01-09
  • S63 Uniform Securities Agent State Law Examination
    1997-12-23
Designations
Other Names
  • Curt C Edwards
  • Curt Christopher Edwards

View on SEC IAPD

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