Mark Ernest Nicoletti

Current Employers

Evergreen Capital Management Llc

1412 112Th Ave Ne Suite 100, Bellevue, WA 98004 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2012-09-08
WA	RA	APPROVED	2012-09-06

CA RA
APPROVED

Since 2012-09-08
WA RA
APPROVED

Since 2012-09-06

Branch Locations

1412 112Th Ave Ne Suite 100, Bellevue, WA 98004 • United States

1850 Soscol #250, Napa, CA 94559 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Evergreen Capital Management Llc	Bellevue	WA	08/2012	Present
Alps Distributors, Inc.	Denver	CO	02/2013	Present

08/2012 → Present

Evergreen Capital Management Llc

Bellevue, WA
02/2013 → Present

Alps Distributors, Inc.

Denver, CO

Previous Registrations

2011-04-05 → 2012-08-06

The Portola Group Inc

Calistoga, CA

Other Businesses

I AM DIRECTOR, FAMILY OFFICE GROUP FOR EVERGREEN GAVEKAL; EVERGREEN GAVEKAL, RIA, 10500 NE 8TH ST, SUITE 950, BELLEVUE, WA, 175 HRS/MONTH - ALL DURING TRADING HOURS

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-06-14

S66 Uniform Combined State Law Examination

2006-06-14

View on SEC IAPD

Current Employers

Evergreen Capital Management Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

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