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Mai Capital Management, LLC CRD 109807
$52.1B regulatory AUM 132 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2024-07-10 |
Branch Locations
Murfreesboro, TN • United States
6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Nashville | TN | 08/2013 | 12/2016 |
| Independent Financial Partners | Nashville | TN | 09/2013 | 12/2016 |
| Sageview Advisory Group | Knoxville | TN | 12/2016 | 06/2022 |
| Cetera Advisor Networks | El Segundo | CA | 12/2016 | 06/2022 |
| Gwfs Equities, Inc | Greenwood Village | CO | 06/2022 | 04/2023 |
| Advised Assets Group, Llc | Greenwood Village | CO | 06/2022 | 04/2023 |
| Onedigital Investment Advisors Llc | Nashville | TN | 04/2023 | 06/2024 |
| Triad Advisors | Norcross | GA | 06/2023 | 06/2024 |
| Empower | Nashville | TN | 06/2022 | 04/2023 |
| Sheridan Road | Nashville | TN | 07/2013 | 12/2016 |
| Mai Capital Management, Llc | Cleveland | OH | 07/2024 | Present |
Insurance;investment related;1251 Lunar Drive,Murfreesboro,TN 34129;insurance business;independent agent;1/1/2010;2 hrs/month;0 hrs during trading;business related to existing life insurance or fixed annuity contracts
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-04-13 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-10 |
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