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Gwn Securities Inc. CRD 128929
$4.75B regulatory AUM 54 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2020-07-06 |
Branch Locations
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
1028 Us Highway 206 S Unit 2, Bordentown, NJ 08505 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Wall | NJ | 10/2015 | 03/2017 |
| Mml Investors Services, Llc | Wall Township | NJ | 03/2017 | 07/2020 |
| Massmutual Life Insurance Co | Wall Township | NJ | 07/2016 | Present |
| Gwn Securities, Inc. | Palm Beach Gardens | FL | 07/2020 | Present |
Attorney - inactive Insurance - Life, Disability, Long Term Care, Property and Casualty, Health and accident - 3 hours per week. Strategic Wealth Resource Group POSITION: Financial Professional NATURE: Financial Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 06/30/2020 ADDRESS: 1028 US Highway 206 S., Unit 2, Bordentown, 08505, United States DESCRIPTION: Securities DBA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-05-19 |
| S63 | Uniform Securities Agent State Law Examination | 2009-05-11 |
| S66 | Uniform Combined State Law Examination | 2002-01-04 |
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