Best Investors Account Sign in
Inactive

Joseph George Watz

Convergence Financial

Columbia, MO

Claim This Profile
Current Employers
Convergence Financial

3919 S. Providence Road, Columbia, MO 65203 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-11-26
  • MO RA
    APPROVED
    Since 2024-11-26

Branch Locations

3919 S. Providence Road, Columbia, MO 65203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nationwide Investment Services Corporation Columbus OH 06/2009 12/2018
Bmo Investment Advisors, Llc St.LOuis MO 12/2018 09/2019
Lpl Financial Llc St. Louis MO 02/2020 09/2023
Convergence Financial Columbia MO 10/2023 Present
Convergence Financial Columbia MO 11/2024 Present
Unemployed St. Louis MO 09/2019 02/2020
  • 06/2009 → 12/2018
    Nationwide Investment Services Corporation
    Columbus, OH
  • 12/2018 → 09/2019
    Bmo Investment Advisors, Llc
    St.LOuis, MO
  • 02/2020 → 09/2023
    Lpl Financial Llc
    St. Louis, MO
  • 10/2023 → Present
    Convergence Financial
    Columbia, MO
  • 11/2024 → Present
    Convergence Financial
    Columbia, MO
  • 09/2019 → 02/2020
    Unemployed
    St. Louis, MO
Previous Registrations
  • 2006-10-06 → 2008-08-04
    Northern Trust Securities, Inc.
    West Palm Beach, FL
  • 2005-02-03 → 2006-09-19
    Banc Of America Investment Services, Inc.
    St. Louis, MO
    St. Louis, MO
Other Businesses

1. 02/24/2022 - Lake Wauwanoka Inc. (LWI) - Investment Related - PO BOX 265 Hillsboro MO 63050 - Business Owner - 3 Hours Per Month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-11-20
S66 Uniform Combined State Law Examination 2005-02-02
S63 Uniform Securities Agent State Law Examination 2001-02-23
  • S65 Uniform Investment Adviser Law Examination
    2024-11-20
  • S66 Uniform Combined State Law Examination
    2005-02-02
  • S63 Uniform Securities Agent State Law Examination
    2001-02-23
Other Names
  • Jay Watz
  • Joseph George Watz

View on SEC IAPD

Other Firms

INTEGRITY ADVISORY SOLUTIONS
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
LIFEMARK SECURITIES CORP.
SUNDVOLD FINANCIAL
LPL FINANCIAL LLC
THRIVENT INVESTMENT MANAGEMENT INC.
PROSPERA FINANCIAL SERVICES, INC.

Other Investors

JASON ANTHONY KEMBLE
Jarod Lee Aholt
NICHOLAS FARLEY
JEFFREY JOE KAUFMAN
ROBERT JOSEPH STEINMETZ
JOHN W. BRISCOE
Austin Grant Harrison
Phillip David Bacon

Other Offices

INTEGRITY ADVISORY SOLUTIONS · Columbia, MO
INTEGRITY ADVISORY SOLUTIONS · Columbia, MO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBIA, MO
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · COLUMBIA, MO
LIFEMARK SECURITIES CORP. · Columbia, MO
SUNDVOLD FINANCIAL · COLUMBIA , MO
LPL FINANCIAL LLC · COLUMBIA, MO
THRIVENT INVESTMENT MANAGEMENT INC. · Columbia, MO

More in Columbia, MO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor