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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2021-03-22 |
| TX | RA | APPROVED | 2021-03-19 |
Branch Locations
5619 Dtc Pkwy Ste 800, Greenwood Village, CO 80111 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Denver | CO | 09/2012 | 03/2021 |
| Raymond James Financial Services, Inc | Greenwood Village | CO | 03/2021 | Present |
| Raymond James Financial Services Advisors | Greenwood Village | CO | 03/2021 | Present |
| Crux Wealth Advisors | Greenwood Village | CO | 03/2021 | 07/2024 |
| Freedom Fairy, Ltd | Lakewood | CO | 04/2021 | Present |
(1)Name of Business: Address: 5251 DTC Pkwy Ste 1150, Greenwood Village, CO, 80111-3139, United States Activity Type: Non-variable Insurance Position/Title: Broker Investment Related: Yes Start Date: 08/08/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: DI policy (2)Name of Business: Address: 5251 DTC Pkwy Ste 1150, Greenwood Village, CO, 80111-3139, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 06/28/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Life insurance agent (3)Name of Business: Address: 5619 Dtc Pkwy Ste 800, Greenwood Village, CO, 80111-3139, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 01/05/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Life insurance sale (4)Name of Business: Elevation Wealth Partners, LLC Address: 5619 Dtc Pkwy Ste 800, Greenwood Village, CO, 80111-3139, United States Activity Type: Support Company - Owner Position/Title: Associate/Employee Investment Related: No Start Date: 08/01/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Attend annual meetings and other meetings scheduled during the year. When needed cast vote at meetings as a member of the LLC. Provide input and feedback relating to short term operations and long term health of the LLC. \n\n (5)Name of Business: Freedom Fairy, LTD Address: 14671 W Bates Pl, Lakewood, CO, 80228, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 04/05/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Business S Corporation for Raymond James compensation
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-10-12 |
| S65 | Uniform Investment Adviser Law Examination | 1999-07-02 |
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