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Nicole Morganheira

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bala Cynwyd, PA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2013-05-23
TX RA APPROVED_RES 2013-02-07
DE RA APPROVED 2012-12-12
  • PA RA
    APPROVED
    Since 2013-05-23
  • TX RA
    APPROVED_RES
    Since 2013-02-07
  • DE RA
    APPROVED
    Since 2012-12-12

Branch Locations

2 Bala Plz, Bala Cynwyd, PA 19004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bala Cynwyd PA 11/2012 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-04-21
S63 Uniform Securities Agent State Law Examination 1999-08-12
  • S65 Uniform Investment Adviser Law Examination
    2007-04-21
  • S63 Uniform Securities Agent State Law Examination
    1999-08-12
Other Names
  • Nicole Manley
  • Nicole Manley

View on SEC IAPD

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AWH FINANCIAL, LLC · BALA CYNWYD, PA
PST ADVISORS, LLC · BALA CYNWYD, PA
EQUITABLE ADVISORS, LLC · BALA CYNWYD, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHILADELPHIA, PA
OSAIC WEALTH, INC. · Bala Cynwyd, PA
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