Brian M Garrick

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2009 → Present
  Charles Schwab & Co., Inc.
  Westlake, TX
• 12/2012 → Present
  Charles Schwab Bank, Ssb
  Westlake, TX

Previous Registrations

• 2012-01-03 → 2012-12-20
  Schwab Wealth Advisory, Inc.
  Englewood, CO
• 2009-01-26 → 2009-10-14
  Td Ameritrade, Inc.
  Denver, CO
• 2009-01-26 → 2009-10-14
  Td Ameritrade Investment Management, Llc
  Greenwood Village, CO
• 2005-04-05 → 2009-01-15
  Charles Schwab & Co., Inc.
  Englewood, CO
  Englewood, CO
  Englewood, CO

Exams

• S66 Uniform Combined State Law Examination
  2005-04-04
• S63 Uniform Securities Agent State Law Examination
  2000-04-13

Other Names

• Brian Michael Garrick