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Brian M Garrick

Charles Schwab & Co., Inc.

Westlake, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-02
  • TX RA
    APPROVED_RES
    Since 2019-01-02

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Westlake TX 09/2009 Present
Charles Schwab Bank, Ssb Westlake TX 12/2012 Present
Previous Registrations
  • 2012-01-03 → 2012-12-20
    Schwab Wealth Advisory, Inc.
    Englewood, CO
  • 2009-01-26 → 2009-10-14
    Td Ameritrade, Inc.
    Denver, CO
  • 2009-01-26 → 2009-10-14
    Td Ameritrade Investment Management, Llc
    Greenwood Village, CO
  • 2005-04-05 → 2009-01-15
    Charles Schwab & Co., Inc.
    Englewood, CO
    Englewood, CO
    Englewood, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-04-04
S63 Uniform Securities Agent State Law Examination 2000-04-13
  • S66 Uniform Combined State Law Examination
    2005-04-04
  • S63 Uniform Securities Agent State Law Examination
    2000-04-13
Other Names
  • Brian Michael Garrick

View on SEC IAPD

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Other Offices

STRATEGIC ADVISERS LLC · WESTLAKE, TX
STRATEGIC ADVISERS LLC · WESTLAKE, TX
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · WESTLAKE, TX
EDWARD JONES · Westlake, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Trophy Club, TX
LPL FINANCIAL LLC · TROPHY CLUB, TX
ADVISOR RESOURCE COUNCIL · Trophy Club, TX
EDWARD JONES · TROPHY CLUB, TX

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