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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-10-21
TX RA APPROVED 2022-10-21
  • CA RA
    APPROVED
    Since 2022-10-21
  • TX RA
    APPROVED
    Since 2022-10-21

Branch Locations

725 30Th Street Suite 209, Sacramento, CA 95816 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Sacramento CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Sacramento CA 11/2016 10/2022
Wells Fargo Advisors Financial Network, Llc Long Beach CA 10/2022 Present
Previous Registrations
  • 2008-01-01 → 2022-10-21
    Lincoln Hills, CA
    Sacramento, CA
  • 2001-03-29 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Sacramento, CA
    Beverly Hills, CA
    Sacramento, CA
    St. Louis, MO
    Lincoln Hills, CA
Other Businesses

HEALTHY WEALTHY LIFE LLC, INV RELATED, SACRAMENTO, CA, 100% OWNERSHIP, START 3/8/2023, 3 HOURS PER MONTH, ZERO HOURS DURING TRADING, FINET PRACTICE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-17
S63 Uniform Securities Agent State Law Examination 1998-06-10
  • S66 Uniform Combined State Law Examination
    2010-12-17
  • S63 Uniform Securities Agent State Law Examination
    1998-06-10
Other Names
  • Norma Valencia
  • Norma Andrade
  • Norma Andrade Casanova

View on SEC IAPD

Other Firms

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Other Offices

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