Best Investors
Account
Sign in
Best Investors
Account
Sign in
85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-06-07 |
| CA | RA | APPROVED | 2021-10-05 |
Branch Locations
580 California Street Suite 2300, San Francisco, CA 94104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimerfunds Distributor Inc | New York | NY | 01/2004 | 01/2019 |
| Columbia Management Investment Distributors, | San Rafael | CA | 01/2019 | 10/2021 |
| Oppenheimer & Co. Inc | San Francisco | CA | 10/2021 | Present |
1. NAME: PROVISORS- START DATE: 1/31/2022 - INVESTMENT RELATED: NO - POSITION: GROUP MEMBER - - HOURS PER MONTH: 1.5 - ADDRESS: WE MEET ON ZOOM 2. NAME: BNI - START DATE: 1/1/2022 - INVESTMENT RELATED: NO - POSITION: CHAPTER MEMBER - - HOURS PER MONTH: 1 - ADDRESS: WE MEET ON ZOOM 3.IT IS A CHECKING ACCOUNT AT CHASE BANK. NOT-INVESTMENT RELATED. (YASMIN BAIG MOGUL IRREV TRUST)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-24 |
Reach out to this advisor