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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2015-08-10
  • FL RA
    APPROVED
    Since 2015-08-10

Branch Locations

4830 W. Kennedy Blvd Suite 800, Tampa, FL 33609-2557 • United States

Tampa, FL • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Co Tampa FL 07/2015 Present
Mml Investors Services, Llc Tampa FL 08/2015 Present
Previous Registrations
Other Businesses

(1)NAME: INDEPENDENT FINANCIAL RESOURCES. INV REL: Y ADD: 4830 W. KENNEDY BLVD. SUITE 800 TAMPA FL 33609 NATURE: INDIVIDUAL LIFE, HEALTH, GROUP LIFE, GROUP HEALTH, FIXED ANNUITIES, DISABILITY. POSITION: AGENT. START DATE: 7/10/2010 NO HRS/MO: 10 NO HRS/MO TRADING TIME: 10. (2)NAME: FIRST FINANCIAL RESOURCES GROUP, LLC, INV REL:Y ADDR:4830 W KENNEDY BLVD, SUITE 800 TAMPA FL 33609, NATURE:LIFE INSURANCE POSITION: INSURANCE AGENT, START: 6/17/2022, NO HR/MO:1 NO HR/MO DUR TRADING:1, DUTIES: INSURANCE AGENT-THIS IS A PRODUCER GROUP COMPRISED OF OTHER INSURANCE AGENTS FROM AROUND THE INDUSTRY AND COUNTRY FORMED TO ASSIST MEMBERS WITH THE NEGOTIATION OF MORE FAVORABLE COMMISSION PAYOUTS FROM THE INSURANCE COMPANIES THEY DEAL WITH.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-08-24
  • S63 Uniform Securities Agent State Law Examination
    1999-08-24

View on SEC IAPD

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