Michael Shane Gaddy

Employer firm

Ifg Advisory, LLC CRD 168012

$4.76B regulatory AUM 298 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Gainesville, GA
• 11/2016 → 06/2017
  Wells Fargo Clearing Services, Llc
  Gainesville, GA
• 06/2017 → Present
  Lpl Financial, Llc
  Gainesville, GA
• 06/2017 → Present
  Ifg Advisory, Llc
  Gainesville, GA

Previous Registrations

• 2008-01-01 → 2017-06-02
  Wells Fargo Clearing Services, Llc
  Gainesville, GA
  Braselton, GA
• 2003-10-07 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Gainesville, GA
  St. Louis, MO
  Gainesville, GA

Other Businesses

1) 2017-06-01 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Integrated Financial Group / - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2017-04-07 - hrs/mth - hrs/mth during trading 2) 2017-06-01 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Strong, Gaddy, Lee Wealth Management Group / - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2017-04-07 - 160hrs/mth - 40hrs/mth during trading 3) 2017-06-07 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - IFG Advisory, LLC - Registered Investment Advisor Hybrid - Y - at reported business location(s) - 2017-04-07 - 125hrs/mth - 6hrs/mth during trading 4) 2017-06-07 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - IFG Advisory, LLC - Registered Investment Advisor DBA - Y - at reported business location(s) - 2017-04-07 - 160hrs/mth - 40hrs/mth during trading - 5) 2020-10-15 - Plans in Action, LLC - Real Estate Rental - Y - New building location is 605 Green Street Gainesville, GA 30501 - 2020-10-13 - 1hrs/mth - 0hrs/mth during trading 6) 2023-02-08 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - SGL Wealth Management - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2023-01-25 - 35hrs/mth - 35hrs/mth during trading 7) 2026-05-13 - Not Named Yet (Waiting on approval of OBA to form LLC) - Real Estate Rental - Y - Gainesville GA - 2026-05-04 - 0hrs/mth - 0hrs/mth during trading

Exams

• S66 Uniform Combined State Law Examination
  2003-10-06
• S63 Uniform Securities Agent State Law Examination
  1998-10-16

Designations

• Certified Financial Planner

Other Names

• Michael Shane Gaddy
• Michael Shane Gaddy