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Stacy Michelle Foster

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chicago, IL

Highland Park, IL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-04-22
IL RA APPROVED 2002-11-12
  • TX RA
    APPROVED_RES
    Since 2016-04-22
  • IL RA
    APPROVED
    Since 2002-11-12

Branch Locations

110 N Wacker Dr Pbig - Chicago, Chicago, IL 60606 • United States

Highland Park, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago IL 01/2002 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-07-02
S63 Uniform Securities Agent State Law Examination 2000-08-15
  • S66 Uniform Combined State Law Examination
    2002-07-02
  • S63 Uniform Securities Agent State Law Examination
    2000-08-15
Other Names
  • Stacy Michelle Nickel

View on SEC IAPD

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BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
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GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
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