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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-11-12 |
| TX | RA | APPROVED | 2024-11-12 |
Branch Locations
100 W Putnam Ave Floor 04, Greenwich, CT 06830 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| William Raves- Al Filipone | Darien | CT | 03/2016 | 05/2024 |
| Unemployed | Darein | CT | 06/2024 | 06/2024 |
| Jpmorgan Chase Bank, Na | Greenwich | CT | 07/2024 | Present |
| Jpmorgan Securities Llc | Greenwich | CT | 07/2024 | Present |
| J.CRew | New Canaan | CT | 08/2017 | 10/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-12 |
| S63 | Uniform Securities Agent State Law Examination | 2003-07-15 |
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