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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2021-08-07
PA RA APPROVED 2004-07-22
  • DC RA
    APPROVED
    Since 2021-08-07
  • PA RA
    APPROVED
    Since 2004-07-22

Branch Locations

Bethlehem, PA • United States

1611 N 18Th St, Allentown, PA 18104 • United States

Henderson, NV • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc. Allentown PA 07/2002 Present
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Other Businesses

KLOCK & PATTERSON LLC POSITION: Co-Owner NATURE: The purpose of the Company is to engage in the business of the ownership, operation, rental and sale of business real estate located at 1611 North 18th Street, in South Whitehall Township, Lehigh County, Pennsylvania, and any other business related to, or desirable in connection with, the accomplishment of the foregoing purpose. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/04/2017 ADDRESS: 1611 North 18th Street, Allentown PA 18104, United States DESCRIPTION: Manage the building by providing upkeep and maintenance. 227 WEST BROAD STREET, LLC POSITION: Owner NATURE: LLC created to purchase/own and manage the commercial building purchased on 8/4/2014. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 07/09/2014 ADDRESS: 227 West Broad Street, Bethlehem PA 18018, United States DESCRIPTION: Collecting and depositing rents, property maintenance, landlord/tenant relations, paying bills for the property and filing required forms on behalf of the LLC.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-03-18
S63 Uniform Securities Agent State Law Examination 1997-11-11
  • S65 Uniform Investment Adviser Law Examination
    2002-03-18
  • S63 Uniform Securities Agent State Law Examination
    1997-11-11

View on SEC IAPD

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