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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2007-05-14
  • NE RA
    APPROVED
    Since 2007-05-14

Branch Locations

13609 California St Ste 413, Omaha, NE 68114 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Guarantee Life Insurance Omaha NE 07/1995 Present
Bellevue University Bellevue NE 08/1996 Present
Northwestern Mutual Investment Services Milwaukee WI 09/1997 Present
Northwestern Mutual Investment Services, Llc Milwaukee WI 10/1997 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 05/2007 Present
  • 07/1995 → Present
    Guarantee Life Insurance
    Omaha, NE
  • 08/1996 → Present
    Bellevue University
    Bellevue, NE
  • 09/1997 → Present
    Northwestern Mutual Investment Services
    Milwaukee, WI
  • 10/1997 → Present
    Milwaukee, WI
  • 05/2007 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
  • 2007-02-08 → 2007-04-30
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1) MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2) 5-10% OWNER, MULTI FAMILY APARTMENT COMPLEX, 5CK, LLC , 204TH & CENTER STREET, OMAHA, , NEBRASKA, 68124, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 11/01/2018, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PASSIVE REAL ESTATE INVESTOR 3)100% OWNER, EPIC PLD, LLC, LEGAL ENTITY, START DATE: 10/31/2021, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, OWNER OF LEGAL ENTITY; NOT RECEIVING DIRECT REVENUE, ONLY RECEIPT OF K-1 COMPENSATION AND PROFIT DISTRIBUTIONS FROM CONTROLLING ENTITIES 4. OWNER, MEN ON THE MOON, LLC, LEGAL ENTITY, START DATE: 1/1/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 5. OWNER, L1827, LLC (WMC COMP AND EA EMPLOYMENT), LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 1/1/2022, HOURS PER MONTH: 80+ ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED 7. OWNER, L1827 CORE, LLC, LEGAL ENTITY - RECEIVING RISK COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 1/1/2022, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED 8. MEMBER, ENTREPRENEUR'S ORGANIZATION, 500 MONTGOMERY STREET - STE 600, ALEXANDRIA, , VIRGINIA, 22314, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 07/01/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NONE RESPONSIBILITIES OR DUTIES - JUST A MEMBER. non investment related. 9. 100% OWNER, RIGHT TURN CLYDE LLC, 1125 S 103RD ST, SUITE 800, OMAHA, , NEBRASKA, 68124, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 07/11/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, SOLE MEMBER OF LLC CREATED TO HOLD OUTSIDE PASSIVE MINORITY PRIVATE EQUITY INVESTMENTS. non investment related. 10. OWNER, MONARCH PRIMATE, LLC, 1125 S. 103RD ST. STE 800, OMAHA, , NEBRASKA, 68124, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 08/13/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NON-INVESTMENT RELATED. 11. OWNER, 413 VENTURES LLC, NON-FINANCIAL SERVICES BUSINESS, START DATE: 5/28/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, INVEST CAPITAL INTO ONE PRIVATE COMPANY; NON INVESTMENT-RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-19
S63 Uniform Securities Agent State Law Examination 1997-12-29
  • S66 Uniform Combined State Law Examination
    2006-12-19
  • S63 Uniform Securities Agent State Law Examination
    1997-12-29
Designations
Other Names
  • Paul A Jr Ludacka

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