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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2007-05-14 |
Branch Locations
13609 California St Ste 413, Omaha, NE 68114 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guarantee Life Insurance | Omaha | NE | 07/1995 | Present |
| Bellevue University | Bellevue | NE | 08/1996 | Present |
| Northwestern Mutual Investment Services | Milwaukee | WI | 09/1997 | Present |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 10/1997 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 05/2007 | Present |
1) MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2) 5-10% OWNER, MULTI FAMILY APARTMENT COMPLEX, 5CK, LLC , 204TH & CENTER STREET, OMAHA, , NEBRASKA, 68124, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 11/01/2018, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PASSIVE REAL ESTATE INVESTOR 3)100% OWNER, EPIC PLD, LLC, LEGAL ENTITY, START DATE: 10/31/2021, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, OWNER OF LEGAL ENTITY; NOT RECEIVING DIRECT REVENUE, ONLY RECEIPT OF K-1 COMPENSATION AND PROFIT DISTRIBUTIONS FROM CONTROLLING ENTITIES 4. OWNER, MEN ON THE MOON, LLC, LEGAL ENTITY, START DATE: 1/1/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 5. OWNER, L1827, LLC (WMC COMP AND EA EMPLOYMENT), LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 1/1/2022, HOURS PER MONTH: 80+ ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED 7. OWNER, L1827 CORE, LLC, LEGAL ENTITY - RECEIVING RISK COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 1/1/2022, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED 8. MEMBER, ENTREPRENEUR'S ORGANIZATION, 500 MONTGOMERY STREET - STE 600, ALEXANDRIA, , VIRGINIA, 22314, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 07/01/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NONE RESPONSIBILITIES OR DUTIES - JUST A MEMBER. non investment related. 9. 100% OWNER, RIGHT TURN CLYDE LLC, 1125 S 103RD ST, SUITE 800, OMAHA, , NEBRASKA, 68124, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 07/11/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, SOLE MEMBER OF LLC CREATED TO HOLD OUTSIDE PASSIVE MINORITY PRIVATE EQUITY INVESTMENTS. non investment related. 10. OWNER, MONARCH PRIMATE, LLC, 1125 S. 103RD ST. STE 800, OMAHA, , NEBRASKA, 68124, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 08/13/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NON-INVESTMENT RELATED. 11. OWNER, 413 VENTURES LLC, NON-FINANCIAL SERVICES BUSINESS, START DATE: 5/28/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, INVEST CAPITAL INTO ONE PRIVATE COMPANY; NON INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-29 |
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