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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-10-14
TX RA APPROVED 2022-06-29
IN RA APPROVED 2022-06-20
  • IL RA
    APPROVED
    Since 2022-10-14
  • TX RA
    APPROVED
    Since 2022-06-29
  • IN RA
    APPROVED
    Since 2022-06-20

Branch Locations

800 East 96Th Street Suite 400, Indianapolis, IN 46240 • United States

233 South Wacker Drive Suite 9200 Pwm, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co. Inc. Indianapolis IN 05/2002 06/2022
Morgan Stanley Smith Barney Llc Indianapolis IN 06/2022 Present
  • 05/2002 → 06/2022
    Stifel Nicolaus & Co. Inc.
    Indianapolis, IN
  • 06/2022 → Present
    Morgan Stanley Smith Barney Llc
    Indianapolis, IN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-03-05
  • S66 Uniform Combined State Law Examination
    2002-03-05

View on SEC IAPD

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