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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-02-16 |
| MA | RA | APPROVED | 2014-01-23 |
| NH | RA | APPROVED | 2011-09-20 |
Branch Locations
37 1/2 Forrester Street, Newburyport, MA 01950 • United States
43 Constitution Drive, Bedford, NH 03110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2011-10-27 |
Branch Locations
37 1/2 Forrester Street, Newburyport, MA 01950 • United States
43 Constitution Drive, Bedford, NH 03110 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Newburyport | MA | 07/2011 | Present |
| Northeast Planning Associates, Inc. | Nashua | NH | 07/2011 | Present |
(1) 05/23/2011: No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 1% Time Spent - life, fixed annuity, LTC, DI and health (2) 05/23/2011: Northeast Planning Associates, Inc - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - 100% Time Spent (3) 01/07/2015: Seacoast Wealth Management, LLC - Business Entity For Tax/Investment Purposes Only - Investmetn Related - 37 1/2 Forrester St, Newburyport, MA - Start 01/01/2014 - 1 Hr/Mo; 0 Hour(s) During Securities Trading (4) 08/30/2016: Northeast Planning Associates, Inc. - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - 10% Time Spent - I provide financial planning and consulting services through Northeast Planning Associates, an independent investment advisor firm. I started this business activity in July 2011. I expect to spend approximately 16 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. (5) 1/11/2017: Northeast Planning Associates, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 07/05/2011 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Northeast Planning Associates Inc, an independent investment advisor firm. I started this business activity in 7/5, 2011. I expect to spend approximately [160 hours per month] on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-16 |
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