Kristan Michelle Rowland

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2011 → Present
  William Blair & Company
  Chicago, IL
• 01/2022 → Present
  Ubs Financial Services Inc.
  Chicago, IL

Previous Registrations

• 2011-07-14 → 2021-10-18
  William Blair
  Chicago, IL
  Chicago, IL
  Chicago, IL
• 2010-11-19 → 2011-05-10
  Mesirow Financial Investment Management, Inc.
  Chicago, IL

Other Businesses

NAME OF OTHER BUSINESS: CFA Society Chicago / INVESTMENT RELATED?: no / ADDRESS: 33 N. LaSalle Street Ste 910, Chicago, IL / NATURE OF THE BUSINESS: Financial Services / POSITION: Board of Directors / DUTIES: "Member of the Board and Immediate Past Chair Member of the Executive Committee, Head of the Governance & Nominating Committee and Head of Benefits & Compensation Committee Duties - run the G&N and Benefits & Comp Committees. G&N will involve selecting new Board members for CFA Society Chicago; B&C involves completing the CEO's review" / START DATE: 9-1-2021 / HOURS DEVOTED TO BUSINESS: NA

Exams

• S63 Uniform Securities Agent State Law Examination
  2011-09-15
• S65 Uniform Investment Adviser Law Examination
  2011-02-15

Designations

• Chartered Financial Analyst

Other Names

• Kris Rowland
• Kris Chmielewski