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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-01-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch/Bank Of America, N.A. | New York | NY | 12/2018 | 01/2023 |
| Orion Capital Advisors Llc | Mahopac | NY | 05/2016 | 12/2018 |
| Edward Jones | St Louis | MO | 01/2023 | Present |
U.S. Soccer Federation Type of business: Athletics Chicago, IL Start date: 11/15/2021 Referee Hours per week: 1 Hours during trading: 0 I referee soccer games at various age levels. SA Hockey Type of business: Athletics Colorado Springs, CO Start date: 1/3/2022 Referee Hours per week: 1 Hours during trading: 0 I referee hockey games for various age levels up to high school level.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 2019-01-30 |
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