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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2021-09-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Alpharetta | GA | 06/2016 | 05/2017 |
| E*Trade Capital Management Llc | Alpharetta | GA | 06/2016 | 05/2017 |
| E*Trade Capital Management Llc | Alpharetta | GA | 05/2017 | 06/2018 |
| E*Trade Securities Llc | Alpharetta | GA | 05/2017 | 06/2018 |
| Triad Advisors | Norcross | GA | 02/2019 | 08/2020 |
| Unemployed | Alpharetta | GA | 07/2018 | 01/2019 |
| The Strategic Financial Alliance, Inc. | Atlanta | GA | 12/2020 | Present |
| The Strategic Financial Alliance, Inc. | Atlanta | GA | 12/2020 | Present |
| Unemployed | Alpharetta | GA | 08/2020 | 12/2020 |
| Cetera Investment Services | St Cloud | MN | 09/2021 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 05/2022 | Present |
| Cetera Advisors Llc | Greenvillage | CO | 05/2022 | Present |
| Cetera Financial Specialists | Schaumburg | IL | 05/2022 | Present |
| First Allied Securities Inc | San Diego | CA | 05/2022 | 09/2022 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-03-14 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-10 |
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