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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2023-02-02 |
| NY | RA | APPROVED | 2021-10-26 |
Branch Locations
400 Linden Oaks, Rochester, NY 14625 • United States
400 Linden Oaks, Rochester, NY 14625 • United States
Central, SC • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Rochester | NY | 10/1997 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-17 |
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