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Matthew Sean Oconnor

Robert W. Baird & Co. Incorporated

Florham Park, NJ

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-12-09
  • NJ RA
    APPROVED
    Since 2024-12-09

Branch Locations

200 Campus Drive Ste 170, Florham Park, NJ 07932 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets , Llc Florham Park NJ 03/2008 11/2024
Baird Florham Park NJ 12/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-08
  • S66 Uniform Combined State Law Examination
    2006-09-08

View on SEC IAPD

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