William Stewart Christie

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → Present
  Cetera Advisors Llc
  Denver, CO
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2002-03-28 → 2014-02-07
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Leawood, KS
  Kansas City, MO
  Leawood, KS

Other Businesses

1)DBA: PROSPERITY ASSOCIATES, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED LOCATION, INSURANCE, INVESTMENT, AND FINANCIAL PLANNING SERVICES, START FEBRUARY 2014, 40 HOURS PER WEEK - DURING TRADING HOURS, FINANCIAL ADVISOR 2)FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED LOCATION, START FEBRUARY 2014, 2 HOURS PER WEEK - VARIES DURING TRADING HOURS, INSURANCE AGENT - SELLS LIFE, HEALTH, LONG-TERM CARE AND ANNUITIES. 3)TENNIS INSTRUCTOR, NOT INVESTMENT RELATED, 2001 WEST 47TH PLACE, WESTWOOD, KS 66205, START SEPTEMBER 1997, 2-3 HOURS PER WEEK - NOT DURING TRADING HOURS, INSTRUCTOR.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-03-27
• S63 Uniform Securities Agent State Law Examination
  1998-03-25

Other Names

• Joe Christie