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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-07-21 |
| NJ | RA | APPROVED | 2011-01-03 |
Branch Locations
Paramus Plaza Iv 12 Rt 17 North Suite 204, Paramus, NJ 07652 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 02/2010 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 01/2011 | Present |
1) COLDWELL BANKER REALTY, 44 Franklin Ave, Ridgewood NJ 07450; 2/2010; AGENT, Real Estate; NIR; - 10 HR/MO - 0/TRADING.. 2) STND LLC, 12 RTE 17 N STE 204, PARAMUS, NJ, 10/1997 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 40 HR/MO - 40 HR/MO TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 160 HR/MO - 160/TRADING. 01/03/2011 4) SUE THOMPSON, 12 Route 17 North, Suite 204, Paramus NJ 07652, United States, 06/19/2024, Admin, Administrative, NIR, 10 HR/MO - 10 HR/MO TRADING. 5) SIGNATURE FINANCIAL GROUP, 12 Route 17 North Suite 204, Paramus NJ 07652, United States, 02/2010, Investment Advisor, DBA Name, INV REL, 40 HR/MO – 120 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-07 |
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