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Deann Sandra Cavagnaro

Ubs Financial Services Inc.

Paramus, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-06-30
TX RA APPROVED_RES 2019-07-10
NJ RA APPROVED 2016-01-21
  • NY RA
    APPROVED
    Since 2023-06-30
  • TX RA
    APPROVED_RES
    Since 2019-07-10
  • NJ RA
    APPROVED
    Since 2016-01-21

Branch Locations

61 South Paramus Road Mack Center Iv, Paramus, NJ 07652 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Paramus NJ 01/2016 Present
Previous Registrations
  • 2009-06-01 → 2016-02-05
    Paramus, NJ
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Paramus, NJ
  • 2005-01-26 → 2007-04-02
    Morgan Stanley Dw Inc.
    Paramus, NJ
    Paramus, NJ
Other Businesses

"Ramapo Board of Education / 331 George Street Franklin Lakes,NJ 07417 / Educational Establishment/ Education / Board of Directors provides products and services of enrichment both educationally and socially, to promote understanding and cooperation among the home, school, community and to provide information concerning school governance and education issues. / Other / Treasurer / From our By-Laws Section V: The TREASURER (1) Shall receive all monies of the Organization and deposit same in a designated bank. (2) Shall keep an accurate record of receipts and expenditures and disburse funds of the Organization as authorized by the Executive Board. (3) Shall present a statement of account at every general membership meeting of the Organization and at other times when requested by the Executive Board. (4) Shall balance the end of the fiscal year funds and complete the records after the close of the school year but not later than July 31st. (5) Shall provide all the information necessary for an annual audit of the Treasurer's books, to be done by an independent accountant, during August. (6) Shall make a full report (which includes a summary of the previous school year and the budget for the new school year) at the first general membership meeting of the new school year. (7) Shall perform other such duties as may be delegated. / Start Date 6/30/18

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-01-24
S63 Uniform Securities Agent State Law Examination 2000-03-31
  • S65 Uniform Investment Adviser Law Examination
    2005-01-24
  • S63 Uniform Securities Agent State Law Examination
    2000-03-31
Other Names
  • Deann Sandra Reddicanto
  • Deann Reddicanto
  • Deann Sandra Reddiconto

View on SEC IAPD

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