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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
Branch Locations
193 Griffing Ave, Riverhead, NY 11901 • United States
209 West Main Street, Riverhead, NY 11901 • United States
481 Montauk Highway, East Moriches, NY 11940 • United States
209 W Main St, Riverhead, NY 11901 • United States
4155 Veterans Memorial Hwy Suite 1, Ronkonkoma, NY 11779 • United States
194 Mill Rd, Westhampton Beach, NY 11978 • United States
75 Ny 25A, Rocky Point, NY 11778 • United States
2 Bay St, Sag Harbor, NY 11963 • United States
3 Carl Fisher Plaza, Montauk, NY 11954 • United States
630 Montauk Hwy, Shirley, NY 11967 • United States
54970 Main Rd, Southold, NY 11971 • United States
48 E Montauk Hwy, Hampton Bays, NY 11946 • United States
41 E Main St. #1, Patchogue, NY 11772 • United States
8 Gingerbread Ln, East Hampton, NY 11937 • United States
21 N Ferry Rd, Shelter Island, NY 11964 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Riverhead | NY | 10/2013 | Present |
1) 12/20/2013: Bellhaven Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2) 5/22/2015: Bellhaven Wealth Advisors, Inc. - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 06/10/2014 - 40 Hours Per Month During Securities Trading. 3) 07/26/2021 - Dime Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 06/25/2021 - 20 Hours Per Month/20 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-07-27 |
| S65 | Uniform Investment Adviser Law Examination | 1999-03-12 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-26 |
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