Michael Andrew Trethewey

Employer firm

Prospera Financial Services, Inc. CRD 10740

$12.4B regulatory AUM 14 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2008 → 06/2018
  Morgan Stanley & Co., Incorporated
  Boston, MA
• 06/2009 → 06/2018
  Morgan Stanley Smith Barney
  Boston, MA
• 01/2015 → 06/2018
  Morgan Stanley Private Bank, National Association
  New York, NY
• 06/2018 → 03/2023
  Wells Fargo Clearing Services Llc
  Boston, MA
• 04/2023 → Present
  Prospera Financial Services Inc
  Dallas, TX

Previous Registrations

• 2018-06-29 → 2023-03-24
  Wells Fargo Clearing Services, Llc
  Boston, MA
  Miami, FL
  Miami, FL
• 2009-06-01 → 2018-07-03
  Morgan Stanley
  Boston, MA
• 2008-01-04 → 2009-06-01
  Morgan Stanley & Co. Llc
  Boston, MA
• 2000-06-20 → 2008-01-08
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boston, MA
  Boston, MA

Other Businesses

East Coast Capital Management LLC; Investment Related - Yes; 92 SW 3rd Street Unit 2202 Miami, FL 33130; DBA; Founder; Managing Director; Advisor; 05/2023; 160 Hours Per Month; 160 During Trading Hours; Providing financial planning and investment-related services.

Exams

• S66 Uniform Combined State Law Examination
  1997-12-31

Other Names

• Michael A Trethewey
• Michael Andrew Trethewey
• Michael Trethewey