John B Sloope

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2003-07-01

GA RA
APPROVED

Since 2003-07-01

Branch Locations

3280 Peachtree Rd Ne Ste 300, Atlanta, GA 30305 • United States

Forsyth, GA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Atlanta	GA	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Atlanta	GA	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Atlanta, GA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Atlanta, GA

Previous Registrations

2003-05-05 → 2003-07-01

Prudential Equity Group, Llc

Atlanta, GA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1998-04-06

S66 Uniform Combined State Law Examination

1998-04-06

Other Names

John B Sloope

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

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