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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-07-16 |
| NC | RA | APPROVED | 2002-07-23 |
Branch Locations
1123 Military Cutoff Rd, Wilmington, NC 28405 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wilmington | NC | 10/1997 | Present |
| Bank Of America, N.A. | Wilmington | NC | 07/2011 | Present |
I*59348 For profit or not for profit: For-Profit Organization Name of outside business organization: Bowden and Carr, Inc. Investment related: N Address of business: Havelock, North Carolina 28532 Nature of business: S-Corp, Position, title, association: Owner, Start date of relationship: 12/13/2012 Number of hours devoted: 20 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: Retail furniture store 2)I*76483 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: JAMES E RACKLEY, JR - LAND RENTAL INVESTMENT RELATED: N ADDRESS OF BUSINESS: WILMINGTON, NORTH CAROLINA 28409 NATURE OF BUSINESS: SOLE PROPRIETORSHIP, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 2/4/2013 NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FARM LAND RENTAL I RENT FARM LAND TO CRAIG KING FARMS LLC, I HAVE NO OTHER RESPONSIBILITIES OR TASKS I*5976 FOR PROFIT OR NOT FOR PROFIT: NAME OF OUTSIDE BUSINESS ORGANIZATION: JAMES RACKLEY BOATSLIP RENTAL INVESTMENT RELATED: ADDRESS OF BUSINESS: WILMINGTON, NORTH CAROLINA 28403 NATURE OF BUSINESS: , POSITION, TITLE, ASSOCIATION: , START DATE OF RELATIONSHIP: 3/1/2018 NUMBER OF HOURS DEVOTED: 1 HOUR(S) NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I*8009 For profit or not for profit: Name of outside business organization: James E. Rackley Jr Investment related: Address of business: Wilmington, North Carolina 28403 Nature of business: , Position, title, association: , Start date of relationship: 5/1/2019 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-07-19 |
| S66 | Uniform Combined State Law Examination | 1997-12-29 |
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