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Erikka Michelle Moore

LPl Financial LLC

Fort Mill, SC

Oklahoma City, OK

Oklahoma City, OK

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2024-05-16
TX RA APPROVED 2024-05-16
  • OK RA
    APPROVED
    Since 2024-05-16
  • TX RA
    APPROVED
    Since 2024-05-16

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

4801 Gallardia Pkwy, Suite 375, Oklahoma City, OK 73142 • United States

4801 Gaillardia Pkwy Ste 375, Oklahoma City, OK 73142 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co., Inc. Milwaukee WI 03/2009 12/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Oklahoma OK 12/2019 05/2024
Lpl Financial Llc Oklahoma City OK 05/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-11
  • S66 Uniform Combined State Law Examination
    2021-05-11
Other Names
  • Erikka Michelle Booker
  • Erikka Michelle Finn
  • Erikka M Broome

View on SEC IAPD

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Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
EDWARD JONES · FORT MILL, SC

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