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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-04-12
NE RA APPROVED 2020-10-20
  • TX RA
    APPROVED
    Since 2021-04-12
  • NE RA
    APPROVED
    Since 2020-10-20

Branch Locations

570 Fallbrook Blvd Ste 103, Lincoln, NE 68521 • United States

Lincoln, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ash Brokerage Fort Wayne IN 08/2012 01/2020
Ameriprise Financial Services Inc Lincoln NE 01/2020 03/2020
Nbc Trust Lincoln NE 10/2015 01/2020
Ameriprise Financial Services, Llc Lincoln NE 03/2020 Present
  • 08/2012 → 01/2020
    Ash Brokerage
    Fort Wayne, IN
  • 01/2020 → 03/2020
    Ameriprise Financial Services Inc
    Lincoln, NE
  • 10/2015 → 01/2020
    Nbc Trust
    Lincoln, NE
  • 03/2020 → Present
    Lincoln, NE
Previous Registrations
Other Businesses

Independent Insurance Brokering; Reliance Standard; 06/01/2016; Disability Income / American General; 06/06/2016; / Lincoln National Life; 05/23/2018; / Mutual of Omaha; 09/14/2018; / Minnesota Life; 06/13/2019; / State Life - One America; 06/01/2016; / Brighthouse; 05/24/2016; / Lafayette Life; 10/01/2012; / United of Omaha; 07/21/2016; / North American; 10/19/2019; / Standard Insurance Company; 01/21/2017; / Prudential Select; 07/25/2017; / Principal; 07/01/2016; / Athene Annuity and Life; 08/16/2019; / Nationwide; 02/06/2019; / Banner Life; 02/12/2014; / Great American Life; 06/22/2016; / US Life of NY; 10/16/2016; . Business Ownership; L C Romjue Jr Inc; 50% owner and President; S Corp to run business income and expenses through for tax purposes.; 4600 Bingham Ct, , Lincoln, NE, 68516; Not Investment-Related; 02/01/2005; 0 hours per month; 0 during trading hours / LCR Properties LLC; Owner and operator of rental properties; Real Estate (single family rental homes); 4600 Bingham Ct, , Lincoln, NE, 68516; Investment-Related; 08/31/2020; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; LC Romjue Jr Inc; Owner; Manage advisory business; 4600 Bingham Ct, , Lincoln, NE, 68516; Investment-Related; 10/07/2020; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-24
S65 Uniform Investment Adviser Law Examination 2002-10-31
S63 Uniform Securities Agent State Law Examination 1997-12-11
  • S66 Uniform Combined State Law Examination
    2020-09-24
  • S65 Uniform Investment Adviser Law Examination
    2002-10-31
  • S63 Uniform Securities Agent State Law Examination
    1997-12-11
Other Names
  • Chip Romjue

View on SEC IAPD

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