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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-04-12 |
| NE | RA | APPROVED | 2020-10-20 |
Branch Locations
570 Fallbrook Blvd Ste 103, Lincoln, NE 68521 • United States
Lincoln, NE • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ash Brokerage | Fort Wayne | IN | 08/2012 | 01/2020 |
| Ameriprise Financial Services Inc | Lincoln | NE | 01/2020 | 03/2020 |
| Nbc Trust | Lincoln | NE | 10/2015 | 01/2020 |
| Ameriprise Financial Services, Llc | Lincoln | NE | 03/2020 | Present |
Independent Insurance Brokering; Reliance Standard; 06/01/2016; Disability Income / American General; 06/06/2016; / Lincoln National Life; 05/23/2018; / Mutual of Omaha; 09/14/2018; / Minnesota Life; 06/13/2019; / State Life - One America; 06/01/2016; / Brighthouse; 05/24/2016; / Lafayette Life; 10/01/2012; / United of Omaha; 07/21/2016; / North American; 10/19/2019; / Standard Insurance Company; 01/21/2017; / Prudential Select; 07/25/2017; / Principal; 07/01/2016; / Athene Annuity and Life; 08/16/2019; / Nationwide; 02/06/2019; / Banner Life; 02/12/2014; / Great American Life; 06/22/2016; / US Life of NY; 10/16/2016; . Business Ownership; L C Romjue Jr Inc; 50% owner and President; S Corp to run business income and expenses through for tax purposes.; 4600 Bingham Ct, , Lincoln, NE, 68516; Not Investment-Related; 02/01/2005; 0 hours per month; 0 during trading hours / LCR Properties LLC; Owner and operator of rental properties; Real Estate (single family rental homes); 4600 Bingham Ct, , Lincoln, NE, 68516; Investment-Related; 08/31/2020; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; LC Romjue Jr Inc; Owner; Manage advisory business; 4600 Bingham Ct, , Lincoln, NE, 68516; Investment-Related; 10/07/2020; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-24 |
| S65 | Uniform Investment Adviser Law Examination | 2002-10-31 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-11 |
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