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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-02-14 |
| NC | RA | APPROVED | 2017-03-25 |
Branch Locations
11121 Carmel Commons Boulevard Suite 410, Charlotte, NC 28226 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities, Inc. | Charlotte | NC | 01/2012 | 03/2017 |
| Mml Investors Services, Llc | Charlotte | NC | 03/2017 | Present |
| Massmutual Life Insurance Co | Charlotte | NC | 07/2016 | Present |
1) INDEPENDENT INSURANCE AGENT- BUSIENSS ADDRESS -DISABILITY, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE-1HRS SECURITIES, 0HRS NONSECURITIES-SINCE 05/1996 2) INDEPENDENT INSURANCE AGENT-FROM BUSINESS ADDRESS-DENTAL AND GROUP DISABILITY INCOME & LIFE/ACCIDENT/HEALTH-1HRS SECURITIES, 0HRS NONSECURUTIES-SINCE 3/2011
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-11-22 |
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