James Steven De Kruif

Current Employers

Employment History

• 03/2007 → 05/2019
  Franklin Templeton Distributors
  San Mateo, CA
• 05/2019 → 06/2019
  Unemployed
  Johnston, IA
• 08/2019 → 11/2020
  Lpl Financial Llc
  West Des Moines, IA
• 11/2020 → Present
  Retire Dsm
  Urbandale, IA
• 11/2020 → Present
  Kestra Advisory Services, Llc
  Urbandale, IA
• 11/2020 → Present
  Kestra Investment Services, Llc
  Urbandale, IA

Previous Registrations

• 2020-05-18 → 2020-11-25
  Lpl Financial Llc
  West Des Moines, IA

Other Businesses

Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Start Date: 11/16/2020 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Advising clients, reviewing their accounts Name: Retire DSM Empowered Retirement Investment Related: Yes Address: 3072 104th Street Urbandale IA 50322 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance Position, Title or Relationship: Employee owner Start Date: 11/23/2020 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Working with clients and assisting them in making financial decisions Name: Majestic Limo and Coaches Inv Rel: No Address: 1816 Fuller Road West Des Moines IA 50265 NOB: Other Other/None of the Above Driving POSI: Driver Start Date: 6/16/2021 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Drive Mini buses and sedans to transport clients Name: JIM DE KRUIF POSI: Chapter Leader NOB: Senior Adult Advocacy INV REL: No # OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2023 ADDRESS: 5 Orville Drive, Suite 400, Bohemia NY 11716 DESC: As Chapter Leader I organize speakers for in person meetings and phone calls. The speakers come from a variety of areas, to include elected representatives. I also represent AMAC at activities which would be important for seniors/our members to be aware of. I attend meetings and share AMAC Actions ideas and benefits of membership. Name: IOWANS FOR TAX RELIEF POSI: Ambassador NOB: Education/Awareness INV REL: No # OF HOURS: 32 SECURITIES TRADING HOURS: 2 START DATE: 01/22/2024 ADDRESS: 7601 Office Plaza Drive North, #140, West Des Moines IA 50266 DESC: I will be contacting local organizations/ residents either in person or by telephone informing them of pending tax legislation/vote and educating them on the resources available to them through Iowans for Tax Relief. Name: P AND K PEST CONTROL POSITION: Independent Contractor, sprayer NATURE: Pest Control INVESTMENT RELATED: No # OF HOURS: 50 SECURITIES TRADING HOURS: 40 START DATE: 08/05/2025 ADDRESS: 2532 Park Street, Sheldon IA 51201, United States DESCRIPTION: I will be spraying for bugs and monitoring rodent activity. I will be working a designated route/customer base.

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-05-12
• S63 Uniform Securities Agent State Law Examination
  1998-07-22

Other Names

• Jim Dekruif
• James Steven Dekruif
• Jim Steven De Kruif