Jonathan D Brofford

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2024 → Present
  Morgan Stanley
  Columbus, OH
• 10/2012 → 05/2024
  Self Employed
  Columbus, OH

Previous Registrations

• 2011-11-22 → 2012-12-10
  Pnc Wealth Management Llc
  Cleveland, OH
  Cleveland, OH
• 2009-06-01 → 2011-10-10
  Morgan Stanley
  Columbus, OH
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Columbus, OH
  Columbus, OH
  South Jordan, UT
• 2006-10-05 → 2007-04-02
  Morgan Stanley Dw Inc.
  New Albany, OH
• 2002-10-02 → 2005-08-29
  Morgan Stanley Dw Inc.
  Columbus, OH

Exams

• S66 Uniform Combined State Law Examination
  2025-02-14
• S65 Uniform Investment Adviser Law Examination
  2001-03-01
• S63 Uniform Securities Agent State Law Examination
  1997-11-24

Other Names

• Jonathan David Brofford